Special share transactions assessment
SH-3 / SH-6 / SH-10 references only
Legal reference: Sections 54, 62, 68 and Share Capital Rules; Chapter XXIA
When applicable: Only after establishing that the proposed transaction is permissible for the Producer Company.
Completion instructions: This is an applicability worksheet, not the prescribed register. Retrieve SH-3 for sweat equity, SH-6 for stock options or SH-10 for buy-back only after legal review. Equity-only capital and producer membership must be respected.
Editable preparation format. It is not a verbatim reproduction of a prescribed MCA form or a filing service. Where a statutory form is prescribed, reconcile all fields and use its current prescribed layout for the formal register. Maintain required authentication, access controls and retention.
| Company name | |
|---|
| CIN | |
|---|
| Registered office | |
|---|
| Period / register volume | |
|---|
| Custodian and authority | |
|---|
Record entry
| Proposed transaction | |
|---|
| Proposed recipients and producer eligibility | |
|---|
| Articles authority | |
|---|
| Chapter XXIA consistency analysis | |
|---|
| Relevant section / rule / exemption | |
|---|
| Professional legal conclusion | |
|---|
| Required approvals | |
|---|
| Prescribed register required | |
|---|
| Official format obtained and version | |
|---|
| Conditions to satisfy before proceeding | |
|---|
| Decision and reviewer | |
|---|
Prepared 24 September 2026. Review against the latest Rules and company Articles before statutory adoption. Source: Companies Act, 2013 and the Rules identified above. MCA · India Code